AML Oversight and Advisory Compliance Job at Phoenix - Your Professional Search Partner, New York, NY

b0NCL1Bwb0I0U3NrUC93WlpqQjgzaUhpWmc9PQ==
  • Phoenix - Your Professional Search Partner
  • New York, NY

Job Description

Exciting opportunity at a leading global financial institution with a strong presence in the U.S. capital markets. Due to the success of the firm, the team would like to hire an additional experienced regulatory compliance officer with hands-on-pn program remediation and development, as well as FCC risk management.

About the Role

They are seeking a seasoned professional to join their U.S. Financial Crime Risk Management team, focusing on advising on FCC and investigations processes within a broker-dealer setting. This position sits within the second line of defense and plays a key role in advising on financial crime risk across new products, transaction monitoring design, and program remediation efforts.

Responsibilities

  • Advising on financial crime risk across new products.
  • Oversight of transaction monitoring design.
  • Program remediation efforts.

Qualifications

  • 7–10 years of AML compliance experience.
  • Hands-on experience with FCC investigation processes and advising on risk decisions.

Skills

  • Deep knowledge of transaction monitoring systems (Actimize is a plus).
  • Strong understanding of regulatory expectations.
  • Experience in a broker-dealer setting.

Job Tags

Similar Jobs

Park Lawn Memorial Group, LLC.

Funeral Ambassador Job at Park Lawn Memorial Group, LLC.

 ...and commitment to our core values, respect for the family, the profession, and the individual. Work with leading experts in the funeral and cemetery profession. Benefits Financial assistant programs encouraging employees through education and development in industry... 

Trinity Consultants Engineering & EHS Workforce Solutions

Environmental Health Safety Specialist Job at Trinity Consultants Engineering & EHS Workforce Solutions

 ...processes including performing Health Risk Assessments, IH planning and monitoring and development of related programs such as Hearing Conservation, Respiratory Protection and Ergonomics. Supports site in the preparation and execution of SHE Plan. Advise on wide-ranging... 

WWAY

#594 Multimedia Journalist Job at WWAY

NOTIFICATION OF JOB OPENING TO: Community Contacts DATE: August 18, 2025 JOB TITLE: Multimedia Journalist JOB REFERRAL #: 594 EXPERIENCE AND SKILLS NECESSARY: Are you passionate about news and storytelling? Want to live, work, and play at the beach? Join the ...

Voya Financial

VP, Finance, Wealth Management (Boston) Job at Voya Financial

 ...Join to apply for the VP, Finance, Wealth Management role at Voya Financial 2 days ago Be among the first 25 applicants Join to apply for the VP, Finance, Wealth Management role at Voya Financial Get AI-powered advice on this job and more exclusive features... 

AT&T

Call Center Bilingual Sales Representative (English/Spanish) Job at AT&T

 ...in-person at our upcoming open recruiting session in the Miami, Florida area on Thursday August 28th! Come ready to meet the AT&T Management Team and learn all about a career with #LifeAtATT! Join us at our AT&T Call Center: 600 NW 79th Ave...